HRFinEase Services
Capital Markets Recruitment
Specialist hiring for investment firms, asset managers, securities dealers, and regulated capital markets entities worldwide.
About This Service
Capital markets hiring requires a different level of regulatory precision than most other financial services sectors. Key Person requirements, licence-specific examination mandates, and the personal accountability of regulated individuals all demand careful candidate assessment that generalist recruiters are not equipped to provide.
HRFinEase places compliance, dealing, portfolio management, and executive professionals for capital markets firms regulated by CySEC, CMA/SCA, FSCA, DFSA, and other major authorities.
Roles We Place
How We Work
Brief
We identify license category, Key Person requirements, and examination mandates.
Regulatory Mapping
We identify approved or approvable candidates in our network.
Fit & Proper Pre-screening
We assess candidates against regulator criteria before you meet them.
Competency Assessment
Structured interviews for investment knowledge and regulatory understanding.
Shortlist
3–5 candidates with regulatory fit assessment and background verification.
Placement & Key Person Submission
We support the Key Person application process alongside your legal counsel.
Our Guarantees
No placement, no fee
Regulatory approvability pre-screening
Fit and proper background verification
CMA / FSCA / CySEC examination status confirmed
90-day replacement guarantee
Sectors We Serve
Frequently Asked Questions
Can HRFinEase find a Key Individual for an FSCA licensed firm?
Yes. FSCA Key Individual sourcing — particularly for Category 1.13 derivatives and crypto-asset authorisations — is an active part of our South Africa practice. We understand the RE1 examination requirement, fit and proper criteria, and the limited supply of approved KIs in the market.
Does HRFinEase recruit for CMA Category 5 entities in the UAE?
Yes. We currently have active searches for General Manager, Head of Compliance, and Promotions Officer roles for CMA Category 5 licensed entities in Dubai. We understand the Key Person requirements and examination mandates of the CMA framework.
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Ready to Get Started?
No upfront cost. No obligation. Just a conversation about what you need.